ISO 37301 Compliance Management System

• An understanding of compliance and risk-related concepts
• Familiarity with management system standards
• Experience in regulatory, legal, or internal control functions

Audience

• Compliance officers and internal control managers
• Auditors, legal advisors, and risk professionals
• Senior managers and governance leaders seeking to ensure compliance integrity

ISO 37301 is an international standard that specifies the requirements for establishing, developing, implementing, evaluating, maintaining, and improving an effective compliance management system (CMS).

This instructor-led, live training (online or onsite) is aimed at beginner-level to intermediate-level professionals who wish to understand, implement, or audit a compliance management system based on ISO 37301.

By the end of this training, participants will be able to:

• Understand the structure, purpose, and scope of ISO 37301.
• Implement the key elements of a compliance management system (CMS).
• Identify compliance risks and opportunities across the organization.
• Integrate ISO 37301 CMS with existing governance, risk, or ISO systems.

Format of the Course

• Interactive lecture and discussion.
• Hands-on exercises and real-world case studies.
• Group activities and compliance scenario simulations.

Course Customization Options

• To request a customized training for this course, please contact us to arrange.

Introduction to ISO 37301 and Compliance Management

• Overview of ISO 37301 and its purpose
• Principles of compliance: integrity, accountability, transparency
• Difference between ISO 19600 and ISO 37301

Context of the Organization and Leadership

• Understanding the organization's external and internal context
• Top management responsibilities and leadership role
• Establishing a compliance policy and objectives

Planning and Support Functions

• Assessing compliance risks and setting mitigation strategies
• Competence, awareness, and communication requirements
• Documentation and resource requirements for CMS

Operational Controls and Compliance Processes

• Establishing operational procedures and responsibilities
• Outsourcing and third-party compliance considerations
• Documenting compliance obligations and controls

Monitoring, Evaluation, and Reporting

• Compliance performance measurement and KPIs
• Conducting internal audits and compliance assessments
• Compliance reporting and escalation processes

Management Review and Continuous Improvement

• Reviewing system performance and leadership input
• Addressing noncompliance and corrective actions
• Ensuring continual improvement of the CMS

Certification, Integration, and Future Readiness

• Steps for ISO 37301 certification and third-party audits
• Integration with ISO 37001, ISO 9001, or ISO 27001
• Emerging compliance trends and digital governance

Summary and Next Steps