Course Code: advcgp
Duration: 8 hours
Prerequisites:

Target Audience: Senior Officers and Board Directors in the FinTech Sector

Delivery Style:

  • Live interactive presentations
  • Polls, reflection activities, and case-based discussions
  • Facilitator-led boardroom simulations (time-permitting)
Overview:

Learning Objectives:

  • Understand advanced governance principles in a FinTech regulatory context
  • Strengthen leadership and ethical decision-making at the board level
  • Align strategic oversight with AMLC, BSP, SEC, and IC compliance mandates
Course Outline:

Opening & Context Setting
•    Welcome and Objectives of the Session
•    Overview: Why Advanced Governance Matters in FinTech
•    Latest Updates in Corporate Governance
 

Module 1: Corporate Governance in FinTech
•    Evolving Role of Boards and Senior Management
•    Key Governance Frameworks for Tech-Driven Firms
•    FinTech-specific Governance Risks and Ethical Dilemmas

Module 2: Regulatory Essentials for FinTech Leadership
•    Overview of AMLC, BSP, SEC, IC: Mandates and Recent Trends
•    Core Compliance Expectations for Officers and Directors
•    Interactive Exercise: Identifying Gaps in Governance from Real-World Failures

Module 3: Strengthening Leadership & Decision-Making
•    Leading with Integrity: Case Study of Ethical Leadership in FinTech
•    Decision-Making Models for Complex Governance Scenarios
•    Practical Tool: “Boardroom Lens” for Risk and Compliance Trade-offs

Module 4: Strategic Oversight and Risk Governance
•    Oversight vs. Management: Staying in the Right Lane
•    Key Metrics and Questions Every Director Should Ask
•    Introduction to Risk-Based Thinking for Agile FinTechs

Module 5: Closing the Loop – Action Planning
•    Governance Tools and Boardroom Checklists
•    What to Monitor Post-Training: Metrics and Accountability
•    Action Planning: Applying Today’s Learning to Your Organization
•    Open Q&A